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PTI Securities & Futures LP
  ............ 800.821.4968
 
   

Investment Professionals - for the Professional Edge

   
 
Welcome to PTI Securities & Futures LP. We cater to investors by offering high-end trading and money management services.
View the history of PTI Securities, management credentials, branch offices, news, and valued service partners.
The Protected Index Program provides portfolio diversification and protection, all within the individual client's customized risk profile.
For self-directed, independent traders who do not require broker assistance.
Place your trades by phone. PTI's expert brokers have over ten years on the trading floor and will answer your call by the third ring.
We offer investment education through seminars, teleconferences, a weekly newsletter, and Tom Haugh's financial blog, DOLLAR$ and SEN$E.
Contact us by phone, fax or e-mail. PTI brokers are available Monday - Friday, 7:30am until 4:30pm Central Time. Toll Free 800.821.4968.

PTI Securities & Futures LP is headquartered in Chicago, Illinois and has a branch office in Glendale, Arizona. Since its beginnings in 1991, PTI has grown its client base through the dedication of its brokers, all of whom have been with PTI long-term and who are former floor traders with years of investment experience.

 
 

Dan Haugh joined the firm in 1991 and is one of the founding partners. He is responsible for the firm’s daily operations, and regulatory, compliance and financial activities. He devotes the majority of his time to discussing risk management alternatives with PTI Securities’ individual and institutional clients. Before joining PTI Securities, Dan traded grain and bond options as a floor trader on the Chicago Board of Trade, and stock options as a member of the Chicago Board Options Exchange (CBOE). He also regularly delivers educational seminars to PTI’s clients and is an instructor for the CBOE’s “Options Institute.” He earned his bachelor’s degree in accounting at the University of Notre Dame in South Bend, Indiana, and an MBA from DePaul University in Chicago. In his free time, Dan enjoys biking and soccer. A native of Chicago, Dan lives in the city’s Beverly neighborhood.

Daniel Haugh
 
President / Founder
 
 
Tom Haugh serves as the Chief Investment Officer with direct responsibility for managing the firm’s managed money accounts. Bloomberg TV, FOX-TV and other leading media outlets regularly interview Tom to obtain his investment know-how, and to explain how the latest financial news impacts investors. Before establishing PTI Securities, Tom traded on the floor of the Chicago Board Options Exchange for 18 years. Prior to that, he was a senior financial analyst for Pullman Standard Railcar Company in Chicago. He served as the president of the Professional Trader’s Institute from 1990 to 1996, and he was a member of the board of directors of the Chicago Board Options Exchange (CBOE) from 1993 to 1998. Tom earned a bachelor’s degree in economics from the University of Notre Dame in South Bend, Indiana, and a master’s degree in finance from the University of Chicago. At the University of Chicago, he studied under Nobel Laureates Milton Friedman and George Stigler. Tom is the primary money manager of the Protected Index Program® at PTI Securities & Futures LP. From 2001 to 2008, Tom co-hosted the daily “Stocks and Jocks” informational investment radio program on Chicago’s WSCR Radio and currently hosts this show on 1240AM WSBC Chicago from 5:30am-7:00am and this show streams online daily at www.StocksAndJocks.net. Tom also writes for his weekly financial blog, "DOLLAR$ and SEN$E". In his free time, Tom enjoys watching his beloved Chicago Cubs baseball. A Chicago native, Tom lives in the city’s Lincoln Park neighborhood.
Thomas Haugh
 
Chief Investment Officer / Founder
 
 
In addition to PTI Securities & Futures Chicago Headquarters, PTI Securities - Arizona Branch is located in Glendale, Arizona and specializes in exchange traded dividend-paying securities that include common stocks, preferred stocks, ETF's, and royalty trusts. The portfolios are internally built and personally customized according to the individual's objectives and risk tolerance. Additionally, we offer all the major equity options strategies and a staff with vast experience and understanding of these markets. We are able to provide a balanced asset allocation for our clients with the added benefit of using predominately dividend-paying securities. Also, we work with clients to assist in developing and implementing hedging strategies to lower the risk of concentrated stock positions. We also promote and use a wide variety of protective strategies which include alerts, stops, and long puts.

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Press
 
02-24-10
Releases
 
12-10-09
 
09-28-09
 
07-30-09
 
04-17-09
 
04-02-09
   
02-12-09
   
02-09-09
 
Video
 
05-06-09
 
Fox News Chicago
         
References
     
 
Media
 
07-19-10
 
Bloomberg.com
Coverage
 
06-22-10
 
Bloomberg.com
 
01-20-10
 
Bloomberg.com
 
11-20-09
 
DealBreaker.com
 
07-31-09
 
SFO Magazine
 
07-20-09
DePaul University Magazine
   
05-26-09
 
SFO Magazine
 
05-13-09
Bloomberg.com
   
05-10-09
Investment News
   
03-30-09
DePaul University
   
03-11-09
 
Wall Street Journal
   
03-11-09
 
Financial Advisor Magazine
   
02-23-09
 
Pensions & Investments
   
02-18-09
 
Bloomberg.com
   
02-04-09
 
Notre Dame University
   
10-11-08
 
Portfolio
   
09-26-08
 
Reuters
   
08-11-08
 
Bloomberg.com
   
03-12-08
 
Forbes.com
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Media Inquiries - contact:

Sarah McNabb
Corporate Marketing Director
312-663-3052
Sarah@PTISecurities.com
           
           

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...PTI Securities & Futures LP .....411 S. Wells Street, Suite 900, Chicago, IL 60607..... P. 800.821.4968 .....F. 312.663.3058
Options involve risk and are not suitable for all investors. Copyright © 2010 PTI Securities & Futures LP .|. Member SIPC NFA FINRA